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Form 144
Results: 602

#	Item
471	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-12-05 08:50:33 73rd United States Congress Finance Business Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission OTC Markets Group Form 144 Net capital rule United States securities law United States Securities and Exchange Commission Financial regulation
472	Microsoft Word[removed]Trading Suspension.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-11-25 08:32:26 Financial economics Finance 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Form 144 Regulation S-K United States securities law United States Securities and Exchange Commission Financial regulation
473	Diomed Holdings, Inc., et al. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-09-27 06:29:55 Financial economics Finance 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Naked short selling Form 144 United States securities law United States Securities and Exchange Commission Financial regulation
474	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]October 5, 2012 The Securities and Exchange Commission (“Commission”) announced the temporary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-10-05 08:46:04 73rd United States Congress Financial economics Finance Securities Exchange Act Securities and Exchange Commission Form 144 Rule 144A United States securities law United States Securities and Exchange Commission Financial regulation
475	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-12-14 08:38:03 73rd United States Congress Finance Financial system Securities Exchange Act Securities and Exchange Commission Form 144 Municipal Securities Rulemaking Board United States securities law United States Securities and Exchange Commission Financial regulation
476	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]December 5, 2013 The U.S. Securities and Exchange Commission announced the temporary suspension of trading Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-12-05 08:29:18 Financial economics Finance 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Form 144 Net capital rule United States securities law United States Securities and Exchange Commission Financial regulation
477	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]December 18, 2013 The U.S. Securities and Exchange Commission announced the temporary suspension of trading in Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-12-17 20:35:34 Financial regulation Finance 73rd United States Congress Securities Exchange Act Securities and Exchange Commission Form 144 Securities research United States securities law United States Securities and Exchange Commission Financial economics
478	Microsoft Word[removed]Trading Suspension.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-10-16 08:15:21 Financial regulation Finance 73rd United States Congress Securities Exchange Act Securities and Exchange Commission Net capital rule Form 144 United States securities law United States Securities and Exchange Commission Financial economics
479	Microsoft Word[removed]Trading Suspension.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-07-31 09:01:19 Financial regulation Finance Financial system Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Securities Act Form 144 Net capital rule United States securities law United States Securities and Exchange Commission 73rd United States Congress
480	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-02-12 08:27:18 Financial system Finance 73rd United States Congress Financial services Securities Exchange Act Broker-dealer U.S. Securities and Exchange Commission Securities and Exchange Commission Form 144 United States securities law Financial economics United States Securities and Exchange Commission

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